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SGD Compliance Consulting
Practical compliance support for Canadian registered firms
About Us
Practical compliance support for Canadian registered firms
SGD Compliance Consulting provides regulatory expertise, tools and ongoing support to Portfolio Managers, Investment Fund Managers and Exempt Market Dealers.
We help Chief Compliance Officers and Senior Management translate regulatory requirements into compliance systems that work for their busines
PORTFOLIO MANAGERS | INVESTMENT FUND MANAGERS | EXEMPT MARKET DEALERS
Services
Explore Our Services
Compliance Reviews
Assess your compliance framework, identify gaps and prepare for regulatory examinations.
Regulatory
Training
Tailored training designed for Canadian registered firms and their employees.
Registration & Regulatory Audit Support
Support with firm registration, regulatory examinations, responses and remediation.
Latest Regulatory Insights
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