top of page
SEC ADOPTS SIGNIFICANT RULE CHANGES FOR PRIVATE INVESTMENT ADVISERS
On August 23, 2023, the Securities and Exchange Commission (SEC) adopted new rules and rule amendments to the Investment Adviser’s Act....
Aug 29, 20236 min read
BCSC 2022 Compliance Report Card Highlights Emphasis on Conflicts of Interest
The BSCS currently regulates 159 B.C.- based portfolio managers (Advisers), investment fund managers (IFMs), and exempt market dealers...
May 30, 20237 min read
What you Should Know About the New Total Cost Reporting (TCR) Enhancements
On April 20, 2023, the Canadian Securities Administrators (CSA) released final amendments to National Instrument 31-103 – Registration...
Apr 24, 20234 min read
bottom of page